The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.

Investors are suing LPL over low interest rates on cash sweep accounts. And in a completely separate matter, rival Ameriprise ...

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

LPL Financial is part of the Investment companies test program at Consumer Reports. In our lab tests, Investment Companies models like the LPL Financial are rated on multiple criteria, such as ...

According to the SEC, between May 2019 and December 2023, LPL Financial had multiple failures in how it operated its customer identification program, including a failure to timely close accounts ...

As part of a flurry of moves in the last days of the Biden administration, the Securities and Exchange Commission announced charges against broker/dealer and investment advisor LPL Financial for ...

I have a hold rating on LPL Financial. I see this fast-growing Investment Banking and Brokerage industry company as sporting solid operational metrics, but shares look fully priced in my view.

SAN DIEGO, Jan. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq ... or create and administer your account. Provide specific products and services to you, such as portfolio ...

When LPL Financial landed an agreement in August 2023 to provide a wealth management platform for insurer Prudential Financial’s 2,800 financial advisors, it was a big win for LPL. It also ...