The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

Investors are suing LPL over low interest rates on cash sweep accounts. And in a completely separate matter, rival Ameriprise ...

According to the SEC, between May 2019 and December 2023, LPL Financial had multiple failures in how it operated its customer identification program, including a failure to timely close accounts ...

I have a hold rating on LPL Financial. I see this fast-growing Investment Banking and Brokerage industry company as sporting solid operational metrics, but shares look fully priced in my view.

SAN DIEGO, Jan. 09, 2025 (GLOBE NEWSWIRE) -- LPL Financial Holdings Inc. (Nasdaq ... or create and administer your account. Provide specific products and services to you, such as portfolio ...

LPL Financial LLC has announced that Prestige Wealth Group (PWG), led by partners Rich Galgano, CFP®, and Matt Geraci, CFP®, has joined its broker-dealer, RIA, and custodial platforms ...