LPL to Pay $18 Million to Resolve Anti-Money-Laundering Allegations
The Securities and Exchange Commission alleges that LPL didn’t adhere to an organized process for addressing restrictions on ...
LPL Financial (LPLA) to Release Quarterly Earnings on Thursday
LPL Financial (NASDAQ:LPLA – Get Free Report) is anticipated to issue its quarterly earnings data after the market closes on ...
Wintrust Financial completes integration with LPL platform
LPL Financial, a subsidiary of LPL Financial (LPLA), announced that Wintrust Financial Corporation (WTFC) has transitioned support of the ...
Yahoo Finance6d
LPL Financial Welcomes Johns Creek Financial
SAN DIEGO, Jan. 22, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Brian J. McGill, II, CFP®, and Michael R. Hyser, CFP®, have joined LPL Financial’s broker ...
Nasdaq1mon
Prestige Wealth Group Joins LPL Financial to Enhance Client Services and Support High-Net-Worth Clients
LPL Financial LLC has announced that Prestige Wealth Group (PWG), led by partners Rich Galgano, CFP®, and Matt Geraci, CFP®, has joined its broker-dealer, RIA, and custodial platforms, bringing ...
Wintrust Financial Corporation Completes Integration with LPL Platform
LPL and Wintrust Financial Corporation signed an agreement in February 2024. On January 25, about $15 billion of brokerage and advisory assets were onboarded to LPL. The remaining $1 billion of assets ...