Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

Securities and advisory services offered through LPL Financial (LPL), a registered investment advisor and broker dealer, member FINRA/SIPC. LPL Financial and its affiliated companies provide financial ...

For years, LPL Financial has been on a tear ... On Oct. 1, the company terminated long-serving CEO Dan Arnold for alleged ...

When LPL Financial landed an agreement in August 2023 to provide a wealth management platform for insurer Prudential Financial’s 2,800 financial advisors, it was a big win for LPL. It also ...

SAN DIEGO, Jan. 22, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that financial advisors Brian J. McGill, II, CFP®, and Michael R. Hyser, CFP®, have joined LPL Financial’s broker ...

LPL Financial LLC has announced that Prestige Wealth Group (PWG), led by partners Rich Galgano, CFP®, and Matt Geraci, CFP®, has joined its broker-dealer, RIA, and custodial platforms ...