Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

In the case of Morgan Stanley, the wirehouse wants its financial advisors to increase their banking relationships with ...

Wells Fargo and Merrill Lynch will pay $35 million and $25 million, respectively, to settle allegations by the Securities and ...

(Reuters) -Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to ...

New investing customers can get up to $1,000 ... Merrill also keeps a portion of your portfolio in cash and that is put into a Merrill Lynch direct deposit program yielding a solid 4.29%.

Industry experts say the new team of 25 investment specialists seems designed to tackle the more esoteric aspects of working with wealthy clients and leave asset gathering and relationship management ...

The yield differential between the firms' bank deposit sweep programs and other alternatives was nearly 4% higher, according to SEC claims.

The firms failed to consider the best interests of clients when selecting cash sweep programs, the agency said.

“Wells Fargo Advisors and Merrill Lynch offered bank deposit sweep programs, or BDSPs, as the only cash sweep option for most ...

Out of twenty-three firms that were nominated, Miller Capital is honored to be voted Arizona Foothills Magazine’s “Best of ...

Bank of America and Merrill Lynch have a wide range of account services outside Merrill Guided Investing, but Wealthfront has more within and connected to its platform. Ultimately, we give ...