The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.

Broker-dealer LPL Financial will pay $18 million to settle charges by the Securities and Exchange Commission that its ...

LPL Financial (NASDAQ:LPLA – Get Free Report) is anticipated to issue its quarterly earnings data after the market closes on ...

LPL Financial recruited a father-and-son advisor team from UBS that previously oversaw approximately $1.3 billion in advisory, brokerage, and retirement plan assets.

Investors are suing LPL over low interest rates on cash sweep accounts. And in a completely separate matter, rival Ameriprise ...

According to the SEC, between May 2019 and December 2023, LPL Financial had multiple failures in how it operated its customer identification program, including a failure to timely close accounts ...

In signs of how seriously LPL took the internal investigation that led to Bashaw’s dismissal, executives accessed the bank account records of one Bashaw client using financial institutions ...

LPL Financial Holdings Inc. (LPLA) is expected to deliver a year-over-year increase in earnings on higher revenues when it reports results for the quarter ended December 2024. This widely-known ...

LPL Financial, a La Jolla-based investment and wealth management services firm, will pay $18 million to settle charges by the Securities and Exchange Commission for violations of anti-money laundering ...

LPL Financial is part of the Investment companies test program at Consumer Reports. In our lab tests, Investment Companies models like the LPL Financial are rated on multiple criteria, such as ...

LPL Financial Holdings Inc. (LPLA) could be a solid choice for investors given its recent upgrade to a Zacks Rank #2 (Buy). An upward trend in earnings estimates -- one of the most powerful forces ...