LPL Financial to Pay $18M Fine for Anti-Money Laundering Failures
LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog.
William Blair Boosts Earnings Estimates for LPL Financial
William Blair raised their Q4 2024 EPS estimates for LPL Financial in a report released on Monday, January 13th. William ...
Financial Planning14h
Guiding clients through the tax implications of a divorce
The emotionally and financially taxing process of a separation demands careful planning, multifaceted form-filing to the IRS ...
Hosted on MSN20h
What Makes LPL Financial (LPLA) a New Buy Stock
LPL Financial Holdings Inc. (LPLA) could be a solid choice for investors given its recent upgrade to a Zacks Rank #2 (Buy). An upward trend in earnings estimates -- one of the most powerful forces ...
Ensuring That Clients Are Matched With the Right Advisors
Firms need to consider advisor expertise as well as personal chemistry when deciding who will work with a given client, says Matthew Somberg, co-founder of Gottfried & Somberg Wealth Management.
Advisor’s Wish Is to Have a ‘Profound Impact’ on Clients
Matthew Somberg, co-founder of Gottfried & Somberg Wealth Management, hopes his legacy will involve putting clients in a ...
LPLA Stock Soars to All-Time High, Reaching $346.56
LPL Financial Holdings Inc. (NASDAQ:LPLA) has reached an impressive milestone, with its stock price soaring to an all-time high of $346.56. The company, now valued at over $25 billion, maintains a P/E ...