William “Bill” Bruen Jr. and his son Andrew join an existing LPL practice after spending more than a decade at UBS.

The business is made up of approximately 90 advisors serving approximately $16 billion in assets.SAN DIEGO, Jan. 28, 2025 (GLOBE NEWSWIRE) -- LPL Financial LLC, a subsidiary of LPL Financial Holdings ...

LPL Financial, a subsidiary of LPL Financial (LPLA), announced that Wintrust Financial Corporation (WTFC) has transitioned support of the ...

LLC (Nasdaq:LPLA) announced today that father and son financial advisors William “Bill” Bruen, Jr., and Andrew Bruen have joined LPL Financial’s broker-dealer, aligned with existing firm Paradigm ...

LPL Financial LLC announced today that financial advisor Christopher Ketchen, CRPS®, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Katama Wealth Partners. He reported ...

Anthony Calomeni, a financial advisor at Heffernan Financial Services in Walnut Creek today announced that his achievements have been recognized with inclusion in LPL Financial's Masters Club Program* ...

The wealth management business of the world's largest credit union and its 14 million members opted to choose its own ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

The PE-backed wealth platform is expanding across Colorado and Idaho while broker-dealer giant LPL welcomes a ...

The case reflects the extent of industry efforts — and failures to enforce — guidelines such as customer identification programs.

Stock analysts at Zacks Research raised their FY2024 EPS estimates for LPL Financial in a research report issued to clients and investors on Tuesday, January 21st. Zacks Research analyst R. Department ...

The SEC detailed accusations against the broker-dealer firm, which has several thousand workers in the region.