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the Stifel employee who received the email (and who worked at a nearby Stifel office) drove to the Indianapolis NW office. He found the office empty, with a stack of the resignation letters left ...
He is based in the firm’s New York office and reports directly to R.J. Grant, Head of Global Equity Trading at Stifel. Mr. Edgar joins Stifel from Seven Grand Managers, where he served as ...
Stifel Financial Corp.’s broker-dealer unit ... the intent to move all of Stifel’s client accounts serviced by that office to their newly formed registered investment advisor, Sapient Capital ...
“spent months planning and orchestrating a raid” at its Indianapolis NW branch “with the intent to move all of [Stifel’s] client accounts serviced by that office to their newly formed ...
Shares in financial firm Stifel (SF) dropped 3% today after it was told to cough up $132.5 million in damages to a U.S. family who suffered from poor advice. Staggering Losses for Family Stifel ...
Finra panel says Stifel was 'required to have heightened supervision' of a broker A Finra arbitration panel has ordered Stifel Financial Corp. to pay about $132 million in damages for allegedly ...
ST. LOUIS, April 07, 2025 (GLOBE NEWSWIRE) -- Stifel Financial Corp. (NYSE: SF) today announced the completion of its acquisition of 36 B. Riley employee advisors, representing total assets under ...
Stifel, Nicolaus & Company Inc. has been ordered by an arbitration panel to pay a family of four investors more than $132 million for breach of fiduciary duty and negligence tied to risky ...