LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog.

LLC announced today that financial advisors Larry Forlenza, CRPC®, and Carl Hanks, CRPC®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately ...

LPL Financial LLC announced today that financial advisor Marcus S. Alexander, CPFA ®, MBA, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Alexander Wealth Solutions. He ...

LPL Financial (LPLA) announced that Marcus Alexander has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Alexander ...

On Wednesday, the firm announced financial advisors Larry Forlenza and Carl Hanks, who previously oversaw nearly $430 million ...

Larry Forlenza and Carl Hanks have aligned with fellow advisors of Morristown Wealth Management that joined LPL platform in October.

Top deals from Q4 include Wealth Enhancement Group's deal with Levy Wealth Management Group and Cetera's bid for Concourse Financial Group Securities.

A lot of RIAs have been buying up retirement plan-focused firms as they make big pushes into that space. That’s not what ...

He will serve clients from LPL’s newest Linsco office in Newport Beach, Calif. A native of Wimbledon, England, Alexander gradua Citi raised the firm’s price target on LPL Financial (LPLA ...

It specializes in working with clients in Oregon and Washington on investment management ... The firm currently has 141 offices throughout the country. Last month, LPL Financial revealed the ...

Villicana’s firm custodies with LPL Financial ... One of Villicana’s long-time clients worked as a chief financial officer at a manufacturing company. He came to her with a complex portfolio ...

The Dow Jones Industrial Average climbed Monday, outperforming the market, while the Nasdaq Composite slipped as traders ...