LPL Financial Holdings has agreed to pay an $18 million fine and to improve its anti-money laundering program to settle charges from the U.S. securities watchdog.

LLC announced today that financial advisors Larry Forlenza, CRPC®, and Carl Hanks, CRPC®, have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving approximately ...

LPL Financial LLC announced today that financial advisor Marcus S. Alexander, CPFA ®, MBA, has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Alexander Wealth Solutions. He ...

Data doesn’t lie—being a consistent investor will always work in your favor,” says SageMint Wealth’s Anh Tran.

LPL Financial (LPLA) announced that Marcus Alexander has joined LPL’s employee advisor channel, Linsco by LPL Financial, to launch Alexander ...

LPL Financial LLC announced today that father and son financial advisors Bart Lewellyn and Alex Lewellyn have joined LPL Financial’s broker-dealer, RIA and custodial platforms. They reported serving ...

On Wednesday, the firm announced financial advisors Larry Forlenza and Carl Hanks, who previously oversaw nearly $430 million ...

Larry Forlenza and Carl Hanks have aligned with fellow advisors of Morristown Wealth Management that joined LPL platform in October.

integrated capabilities and a flexible operating environment to help advisors expand their value proposition and build stronger connections with clients.” LPL Financial Holdings Inc. (Nasdaq ...

Top deals from Q4 include Wealth Enhancement Group's deal with Levy Wealth Management Group and Cetera's bid for Concourse Financial Group Securities.

The two advisors, who previously managed $320 million at Osaic, are joining the broker-dealer giant's network in Oregon.