A major battle is brewing between big brokerage firms, busy developing new markets, and large securities and futures exchange groups in a rivalry likely to benefit asset managers by lowering ...

Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over compliance failures, the ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

The Justice Department is accusing Jared Eakes of contacting other advisors who were exploring the sale of their practice through an online marketplace ... broker with Merrill Lynch from 2017 ...

Merrill Lynch is adding more resources to help its advisors serve ultrahigh-net-worth clients, a lucrative demographic for the Bank of America wealth unit.

Come on Merrill Edge. Give some readily available instructions. Bank of America bought Merrill Lynch in 2008, and Merrill Edge launched in 2010 to streamline services for existing Bank of America ...

Background: An auditor at Ernst & Young before becoming a financial advisor, Jeffry Roundy joined his team at Merrill in 1995. One of the first wealth teams at the firm, it has grown over the ...

Bank of America’s wealth management division, which includes Merrill Lynch and the company’s private bank, saw core financial metrics rise in 2024, including net income of $4.3 billion ...

So why are so many feeling fed up? Merrill Lynch has made a name on the back of its storied fleet of financial advisors, the famous "thundering herd" that oversees $2.7 trillion worth of client ...

What should I know about this firm? Merrill Lynch, Pierce, Fenner & Smith Inc. says its advisors develop personalized economic strategies for clients by focusing on their specific financial ...

Perold, Andre F., Imran Ahmed, and Randolph B Altschuler. "Merrill Lynch's Acquisition of Mercury Asset Management." Harvard Business School Case 299-005, November 1998. (Revised July 1999.) ...